legal-status

legal-status

The source of legal status in this container is INPADOC data from the European Patent Office, covering a variety of entries, procedural steps, and post-grant events from over 50 patenting authorities.

The following sources are also available:

  • Premium Plus subscribers receive legal status data in English from our Chinese data source (see Chinese Data Improvements for more details)
  • Premium and Premium Plus subscribers receive South Korean legal status data in English from the Korean Intellectual Property Office (KIPO)

A list of worldwide legal status codes, contents, and coverage for INPADOC can be found on the EPO’s website at https://www.epo.org/en/searching-for-patents/data/coverage/weekly. Codes used by other sources may differ so it is recommended to consult the relevant patent office.

legal-status/legal-event

INPADOC Example

<legal-status load-source="inpadoc">
  <legal-event class="H" date="20190415" country="AT" mxw-id="LS262024855" code="MM01" impact="-">
    <legal-event-body>
      <event-title>LAPSE BECAUSE OF NOT PAYING ANNUAL FEES</event-title>
      <event-attributes>
        <event-attribute>
          <event-attribute-label>Effective Date </event-attribute-label>
          <event-attribute-value>20180831</event-attribute-value>
        </event-attribute>
      </event-attributes>
    </legal-event-body>
  </legal-event>
</legal-status>

Chinese (CN) Example

<legal-status load-source="patent-office">
  <legal-event class="H" date="20200424" country="CN" mxw-id="LS353498509" code="CF01" impact="-">
    <legal-event-body>
      <event-title>TERMINATION OF PATENT RIGHT DUE TO NON-PAYMENT OF ANNUAL FEE</event-title>
      <event-attributes>
        <event-attribute>
          <event-attribute-label>Granted Publication Date</event-attribute-label>
          <event-attribute-value>20190503</event-attribute-value>
          <event-attribute-label>Termination Date</event-attribute-label>
          <event-attribute-value>20190505</event-attribute-value>
        </event-attribute>
      </event-attributes>
    </legal-event-body>
  </legal-event>
</legal-status>

South Korean (KR) Example

<legal-status load-source="patent-office">
  <legal-event country="KR" code="PC1903" date="20230325" mxw-id="LS549697377">
    <legal-event-body>
      <event-title>Unpaid Annual Fee</event-title>
      <event-attributes>
        <event-attribute>
          <event-attribute-label>Termination Category</event-attribute-label>
          <event-attribute-value>Default of registration fee</event-attribute-value>
          <event-attribute-label>Termination Date</event-attribute-label>
          <event-attribute-value>20231205</event-attribute-value>
        </event-attribute>
      </event-attributes>
    </legal-event-body>
  </legal-event>
</legal-status>

South Korean (KR) Example with WIPO ST.27

<legal-event country="KR" code="PC1903" date="20190514" mxw-id="LS635211551
  <legal-event-body>
    <event-title>Unpaid Annual Fee</event-title>
      <event-attributes>
        <event-attribute>
          <event-attribute-label>IP Right Cessation Event Data Comment Text</event-attribute-label>
          <event-attribute-value>Termination Category : DEFAULT_OF_REGISTRATION_FEE</event-attribute-value>
          <event-attribute-label>Not In Force Date</event-attribute-label>
          <event-attribute-value>20180804</event-attribute-value>
        </event-attribute>
        <event-attribute>
          <event-attribute-label>ST.27 Status Event Code</event-attribute-label>
          <event-attribute-value>N-4-6-H10-H13-oth-PC1903</event-attribute-value>
        </event-attribute>
      </event-attributes>
  </legal-event-body>
</legal-event>

Attribute

Description

class

Letter designation that groups event codes into categories which are of particular importance to the prosecution of a patent and share a common theme. Class is available in the frontfile beginning in March 2020. See the INPADOC classification scheme for more information.

Some examples include:

    • C=Application revival, i.e., events related to the revival, reinstatement or restoration of an application after it has been discontinued
    • P=Document modification, i.e., events related to modifications of an application, IP right document or other document, which occur outside the context of a pre-grant review or IP right review
dateDate of public notification (YYYYMMDD), e.g., gazette date
countryCountry is represented by a standard 2-character code based on WIPO ST.3.
code1-4 character code. Legal status codes are country-specific. See the links above for more information.
impact+ , -, or neutral
ElementDescription
event-titleDescription of the legal status code
event-attributes

Attributes of a legal event such as dates, parties, free format text etc.

The WIPO ST.27 format for legal events is available as an additional attribute for KR. The legal event includes the concatenated form of seven elements:

1. State After the Event Occurred

  • A: Active
  • N: Not Active
  • T: Terminated
  • U: Unspecified

2. Previous Stage

  • 1: Filing
  • 2: Examination
  • 3: Pre-Grant Challenge
  • 4: Grant
  • 5: Post-Grant Challenge
  • 6: Termination Likely/Termination

3. Current Stage

  • 1: Filing
  • 2: Examination
  • 3: Pre-Grant Challenge
  • 4: Grant
  • 5: Post-Grant Challenge
  • 6: Termination Likely/Termination

4. Key Event Code

  • A10: Application filed
  • B10: Application discontinued
  • C10: Application revived
  • D10: Search and/or examination requested or commenced
  • E10: Pre-grant review requested
  • F10: IP right granted
  • G10: Protection beyond IP right term granted
  • H10: IP right ceased
  • K10: IP right revived
  • L10: IP right review requested
  • M10: IP right maintained
  • N10: Application or IP right terminated
  • P10: Document modified
  • Q10: Document published
  • R10: Party data change recorded
  • S10: Licensing information recorded
  • T10: Administrative procedure adjusted
  • U10: Fee paid
  • V10: Appeal requested
  • W10: Other event occurred
  • Y10: Event information corrected or deleted

5. Detailed Event Code: See https://www.wipo.int/documents/d/standards/docs-en-03-27-01.pdf.

6. Event Indicator: See https://www.wipo.int/documents/d/standards/docs-en-03-27-01.pdf.

7. Original (National) Code: See respective country legal event codes (INPADOC, patent office data).

For more details regarding WIPO ST.27, see https://www.wipo.int/documents/d/standards/docs-en-03-27-01.pdf.

Further Reading

For information about the Solr search fields associated with this container, see Legal Status Events.